broker
Letters For This Tag
Of utmost importance to investor fairness is to Know Your “Advisor” (KYA). This means to understand the true obligations and duties of care that advisors owe,... more
By elford
October 12, 2018
The legal report referenced in this article is just so well done. I must applaud everything about it. It also demonstrates how EASY IT IS to FOOL ALL OF THE... more
By elford
August 12, 2018
March, 23, 2018
Winnipeg Free Press
Letter to Editor
I noticed that Manitoba’s Finance Minister Cameron Friesen, has recently granted immunity from... more
By elford
March 24, 2018
Sadly the Securities regulators in Canada place obstacles in front of the public, by suggesting that investors need determine IF their 'advisor is... more
By elford
December 25, 2016
ADVISOR TITLE TRICKERY
A SIPA Report
By the SIPA Advisory Committee (http://www.sipa.ca)
October 2016
Executive Summary:
Securities Regulators selectively... more
By elford
October 18, 2016
Misleading “ Advisor “ Titles Author Ken Kivenko
June , 2016
June is seniors month in Canada . Regulators will... more
By elford
June 5, 2016
What breaks my heart is that the victims are often elderly, as they are attractive targets for the financial predator. Secondly, the elderly do not have the... more
By elford
May 9, 2016
