advisor

Letters For This Tag

The image shows the increase in sales of mutual fund assets since the invention of the Deferred Sales Charge purchase option.   The Deferred Sales Charge (DSC... more
advisor
Fraud
DSC
mutual funds
salespersons
advocate
larry elford
RBC
The legal report referenced in this article is just so well done.  I must applaud everything about it. It also demonstrates how EASY IT IS to FOOL ALL OF THE... more
larry elford
adviser
advisor
Fraud
crime
Investment
secrets
broker
March, 23, 2018 Winnipeg Free Press  Letter to Editor I noticed that Manitoba’s Finance Minister Cameron Friesen, has recently granted immunity from... more
Fraud
misrepresentation
broker
advisor
adviser
systemic
crime
Investment broker-dealers use sleight of hand to exploit 100 million Americans ‘Card manipulation’ is the branch of magical illusion that deals with creating... more
larry elford
malpractice
misconduct
financial
Fraud
broker registration
advisor
adviser
fake advisor
After working in and around the investment industry, I think the most interesting secret I may have observed, which is still in active hiding today (2016) is... more
 
By elford
December 10, 2016
fake advisor
ASC
larry elford
advisor
adviser
dealing rep
Securities Commissions
OSC
BCSC
IIROC
ADVISOR TITLE TRICKERY  A SIPA Report  By the SIPA Advisory Committee (http://www.sipa.ca) October 2016 Executive Summary:  Securities Regulators selectively... more
advisor
deception
Investment
Elford
securities
commissions
fraudulent concealment
Retirement
broker
finances
economic crime
THIRD WORLD SECURITIES COMMISSIONS….millions in salaries, paid by industry friends, allow industry to ignore or be exempt from North American law.....yes, even... more
advisor
Fraud
fraudulent concealment
Misleading  “ Advisor “ Titles                                        Author Ken Kivenko   June , 2016    June is seniors month in Canada . Regulators will... more
investing
misrepresentation
Kivenko
elder abuse
advisor
broker
What breaks my heart is that the victims are often elderly, as they are attractive targets for the financial predator.  Secondly, the elderly do not have the... more
invest
advisor
Recovery
abuse
financial
Finance
banks
brokers
crime
white collar
broker
dealer
cdnpoli
Canada
Securities Commission Deception Tour… Update June 28, 2016 One, out of 716  financial or investment "advisors", license-checked, found to hold the proper... more
Elford
advocate
Liberal policy hope
systemic fraud
malpractice
Investment
misconduct
fraudulent concealment
advisor
broker
mutual funds
investing