financial abuse

Letters For This Topic

The image shows the increase in sales of mutual fund assets since the invention of the Deferred Sales Charge purchase option.   The Deferred Sales Charge (DSC... more
advisor
Fraud
DSC
mutual funds
salespersons
advocate
larry elford
RBC
January 04, 2013 Me Anne-Marie Beaudoin Corporate Secretary Autorité des marchés financiers 800, square Victoria, 22e étage C.P. 246, Tour de la Bourse... more
larry elford
financial abuse
crime
systemic
Securities Commission
wilful blindness
"As one commentator to the SEC staff’s study noted, “If the product sold is that of advice, then that advice should be in the best interest of the client.... more
larry elford
Investment advisor deception
Breach of trust
This release from the Alberta Securities Commission is interesting for several things it reveals to consumers for the first time:  http://www.albertasecurities... more
Investment
larry elford
Securities Commission
Fraud
misrepresentation
abuse
financial abuse
What breaks my heart is that the victims are often elderly, as they are attractive targets for the financial predator.  Secondly, the elderly do not have the... more
invest
advisor
Recovery
abuse
financial
Finance
banks
brokers
crime
white collar
broker
dealer
cdnpoli
Canada