adviser

Letters For This Topic

Of utmost importance to investor fairness is to Know Your “Advisor” (KYA). This means to understand the true obligations and duties of care that advisors owe,... more
larry elford
CBC
KYA
advisor deception
fake titles
broker
RBC
TD
CIBC
BMO
The legal report referenced in this article is just so well done.  I must applaud everything about it. It also demonstrates how EASY IT IS to FOOL ALL OF THE... more
larry elford
adviser
advisor
Fraud
crime
Investment
secrets
broker
January 04, 2013 Me Anne-Marie Beaudoin Corporate Secretary Autorité des marchés financiers 800, square Victoria, 22e étage C.P. 246, Tour de la Bourse... more
larry elford
financial abuse
crime
systemic
Securities Commission
wilful blindness
"As one commentator to the SEC staff’s study noted, “If the product sold is that of advice, then that advice should be in the best interest of the client.... more
larry elford
Investment advisor deception
Breach of trust