Misconduct and Malpractice in Canadian Investment "Advice"

Misconduct and Malpractice in Canadian Investment "Advice"

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About This Letter Writing Campaign

Start Date: March 4, 2016
End Date: Open
Started By: larry elford
You can connect with this campaign further through these social media accounts:

An inside expert's view and warnings, about how investment "advice" is fraudulently misrepresented to investors.  Exploring the ways in which commission sales and hidden incentives are commonly used to conceal a deception game, by our most "trusted" financial players.

Campaign Letters

Investment broker-dealers use sleight of hand to exploit 100 million Americans ‘Card manipulation’ is the branch of magical illusion that deals with creating... more
larry elford
malpractice
misconduct
financial
Fraud
broker registration
advisor
adviser
fake advisor
    Sadly the Securities regulators in Canada place obstacles in front of the public, by suggesting that investors need determine IF their 'advisor is... more
larry elford
broker
facade
Securities Commissions
Fraud
misrepresentation
misconduct
malpractice
After working in and around the investment industry, I think the most interesting secret I may have observed, which is still in active hiding today (2016) is... more
December 10, 2016
fake advisor
ASC
larry elford
advisor
adviser
dealing rep
Securities Commissions
OSC
BCSC
IIROC
ADVISOR TITLE TRICKERY  A SIPA Report  By the SIPA Advisory Committee (http://www.sipa.ca) October 2016 Executive Summary:  Securities Regulators selectively... more
advisor
deception
Investment
Elford
securities
commissions
fraudulent concealment
Retirement
broker
finances
economic crime
January 04, 2013 Me Anne-Marie Beaudoin Corporate Secretary Autorité des marchés financiers 800, square Victoria, 22e étage C.P. 246, Tour de la Bourse... more
larry elford
financial abuse
crime
systemic
Securities Commission
wilful blindness
"As one commentator to the SEC staff’s study noted, “If the product sold is that of advice, then that advice should be in the best interest of the client.... more
larry elford
Investment advisor deception
Breach of trust
July 11, 2016 Open Letter To:  Chief Justice Beverley Mclachlan, Ottawa Re:     Under the Alberta Securities Commission category of “Investment scams”, comes... more
Fraud
license concealment
judicial bias
Justice Sullivan
social justice
This release from the Alberta Securities Commission is interesting for several things it reveals to consumers for the first time:  http://www.albertasecurities... more
Investment
larry elford
Securities Commission
Fraud
misrepresentation
abuse
financial abuse
THIRD WORLD SECURITIES COMMISSIONS….millions in salaries, paid by industry friends, allow industry to ignore or be exempt from North American law.....yes, even... more
advisor
Fraud
fraudulent concealment
Misleading  “ Advisor “ Titles                                        Author Ken Kivenko   June , 2016    June is seniors month in Canada . Regulators will... more
investing
misrepresentation
Kivenko
elder abuse
advisor
broker
What breaks my heart is that the victims are often elderly, as they are attractive targets for the financial predator.  Secondly, the elderly do not have the... more
invest
advisor
Recovery
abuse
financial
Finance
banks
brokers
crime
white collar
broker
dealer
cdnpoli
Canada
Securities Commission Deception Tour… Update June 28, 2016 One, out of 716  financial or investment "advisors", license-checked, found to hold the proper... more
Elford
advocate
Liberal policy hope
systemic fraud
malpractice
Investment
misconduct
fraudulent concealment
advisor
broker
mutual funds
investing

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